Overlapping
Approaches
Category Examples Chapter Reference(s)
Human
development
Improved access to education, nutrition, health facilities, energy, safe housing & settlement structures,
&
social support structures; Reduced gender inequality & marginalization in other forms.
8
.3, 9.3, 13.1 to 13.3, 14.2, 14.3, 22.4
Poverty alleviation
I
mproved access to & control of local resources; Land tenure; Disaster risk reduction; Social safety nets
& social protection; Insurance schemes.
8.3, 8.4, 9.3, 13.1 to 13.3
Livelihood security
I
ncome, asset, & livelihood diversifi cation; Improved infrastructure; Access to technology & decision-
making fora; Increased decision-making power; Changed cropping, livestock, & aquaculture practices;
R
eliance on social networks.
7.5, 9.4, 13.1 to 13.3, 22.3, 22.4, 23.4,
26.5, 27.3, 29.6, Table SM24-7
Disaster risk
management
Early warning systems; Hazard & vulnerability mapping; Diversifying water resources; Improved
drainage; Flood & cyclone shelters; Building codes & practices; Storm & wastewater management;
T
ransport & road infrastructure improvements.
8.2 to 8.4, 11.7, 14.3, 15.4, 22.4, 24.4,
26.6, 28.4, Table 3-3, Box 25-1
Ecosystem
management
Maintaining wetlands & urban green spaces; Coastal afforestation; Watershed & reservoir
m
anagement; Reduction of other stressors on ecosystems & of habitat fragmentation; Maintenance
of genetic diversity; Manipulation of disturbance regimes; Community-based natural resource
m
anagement.
4.3, 4.4, 8.3, 22.4, Table 3-3, Boxes
4-3, 8-2, 15-1, 25-8, 25-9, & CC-EA
Spatial or land-use
planning
Provisioning of adequate housing, infrastructure, & services; Managing development in fl ood prone &
other high risk areas; Urban planning & upgrading programs; Land zoning laws; Easements; Protected
a
reas.
4.4, 8.1 to 8.4, 22.4, 23.7, 23.8, 27.3,
B
ox 25-8
Structural/physical
Engineered & built-environment options: Sea walls & coastal protection structures; Flood levees;
W
ater storage; Improved drainage; Flood & cyclone shelters; Building codes & practices; Storm &
wastewater management; Transport & road infrastructure improvements; Floating houses; Power plant
&
electricity grid adjustments.
3.5, 3.6, 5.5, 8.2, 8.3, 10.2, 11.7, 23.3,
2
4.4, 25.7, 26.3, 26.8, Boxes 15-1,
25-1, 25-2, & 25-8
Technological options: New crop & animal varieties; Indigenous, traditional, & local knowledge,
technologies, & methods; Effi cient irrigation; Water-saving technologies; Desalinization; Conservation
agriculture; Food storage & preservation facilities; Hazard & vulnerability mapping & monitoring; Early
warning systems; Building insulation; Mechanical & passive cooling; Technology development, transfer,
& diffusion.
7
.5, 8.3, 9.4, 10.3, 15.4, 22.4, 24.4,
26.3, 26.5, 27.3, 28.2, 28.4, 29.6, 29.7,
Tables 3-3 & 15-1, Boxes 20-5 & 25-2
Ecosystem-based options: Ecological restoration; Soil conservation; Afforestation & reforestation;
Mangrove conservation & replanting; Green infrastructure (e.g., shade trees, green roofs);
Controlling overfi shing; Fisheries co-management; Assisted species migration & dispersal; Ecological
corridors; Seed banks, gene banks, & other ex situ conservation; Community-based natural resource
management.
4.4, 5.5, 6.4, 8.3, 9.4, 11.7, 15.4, 22.4,
2
3.6, 23.7, 24.4, 25.6, 27.3, 28.2, 29.7,
30.6, Boxes 15-1, 22-2, 25-9, 26-2,
& CC-EA
Services: Social safety nets & social protection; Food banks & distribution of food surplus; Municipal
services including water & sanitation; Vaccination programs; Essential public health services; Enhanced
emergency medical services.
3.5, 3.6, 8.3, 9.3, 11.7, 11.9, 22.4, 29.6,
Box 13-2
Institutional
Economic options: Financial incentives; Insurance; Catastrophe bonds; Payments for ecosystem
services; Pricing water to encourage universal provision and careful use; Microfi nance; Disaster
contingency funds; Cash transfers; Public-private partnerships.
8.3, 8.4, 9.4, 10.7, 11.7, 13.3, 15.4,
17.5, 22.4, 26.7, 27.6, 29.6, Box 25-7
Laws & regulations: Land zoning laws; Building standards & practices; Easements; Water regulations
& agreements; Laws to support disaster risk reduction; Laws to encourage insurance purchasing;
Defi ned property rights & land tenure security; Protected areas; Fishing quotas; Patent pools &
technology transfer.
4.4, 8.3, 9.3, 10.5, 10.7, 15.2, 15.4,
17.5, 22.4, 23.4, 23.7, 24.4, 25.4, 26.3,
27.3, 30.6, Table 25-2, Box CC-CR
National & government policies & programs: National & regional adaptation plans including
mainstreaming; Sub-national & local adaptation plans; Economic diversifi cation; Urban upgrading
programs; Municipal water management programs; Disaster planning & preparedness; Integrated
water resource management; Integrated coastal zone management; Ecosystem-based management;
Community-based adaptation.
2.4, 3.6, 4.4, 5.5, 6.4, 7.5, 8.3, 11.7,
15.2 to 15.5, 22.4, 23.7, 25.4, 25.8,
26.8, 26.9, 27.3, 27.4, 29.6, Tables 9-2
& 17-1, Boxes 25-1, 25-2, & 25-9
Social
Educational options: Awareness raising & integrating into education; Gender equity in education;
Extension services; Sharing indigenous, traditional, & local knowledge; Participatory action research &
social learning; Knowledge-sharing & learning platforms.
8.3, 8.4, 9.4, 11.7, 12.3, 15.2 to 15.4,
22.4, 25.4, 28.4, 29.6, Tables 15-1
& 25-2
Informational options: Hazard & vulnerability mapping; Early warning & response systems;
Systematic monitoring & remote sensing; Climate services; Use of indigenous climate observations;
Participatory scenario development; Integrated assessments.
2.4, 5.5, 8.3, 8.4, 9.4, 11.7, 15.2 to 15.4,
22.4, 23.5, 24.4, 25.8, 26.6, 26.8, 27.3,
28.2, 28.5, 30.6, Table 25-2, Box 26-3
Behavioral options: Household preparation & evacuation planning; Migration; Soil & water
conservation; Storm drain clearance; Livelihood diversifi cation; Changed cropping, livestock, &
aquaculture practices; Reliance on social networks.
5.5, 7.5, 9.4, 12.4, 22.3, 22.4, 23.4,
23.7, 25.7, 26.5, 27.3, 29.6, Table
SM24-7, Box 25-5
Spheres of change
Practical: Social & technical innovations, behavioral shifts, or institutional & managerial changes that
produce substantial shifts in outcomes.
8.3, 17.3, 20.5, Box 25-5
Political: Political, social, cultural, & ecological decisions & actions consistent with reducing
vulnerability & risk & supporting adaptation, mitigation, & sustainable development.
14.2, 14.3, 20.5, 25.4, 30.7, Table 14-1
Personal: Individual & collective assumptions, beliefs, values, & worldviews infl uencing climate-change
responses.
14.2, 14.3, 20.5, 25.4, Table 14-1
Vulnerability & Exposure Reduction
through development, planning, & practices including many low-regrets measures
Adaptation
including incremental & transformational adjustments
Transformation
Table TS.7 | Approaches for managing the risks of climate change. These approaches should be considered overlapping rather than discrete, and they are often pursued
simultaneously. Mitigation is considered essential for managing the risks of climate change. It is not addressed in this table as mitigation is the focus of WGIII AR5. Examples are
presented in no specifi c order and can be relevant to more than one category. [14.2, 14.3, Table 14-1]